Investor Eligibility

Prior to the introduction of any product or service by Nicholas James Finance, all prospective investors must register their information and satisfy the minimum eligibility criteria.

Due Diligence and Research

In compliance with the Financial Services & Markets Act 2000 Financial Promotions Order, every prospective investor MUST confirm that they qualify as an eligible party by selecting one of the following investor categories:

Investor Eligibility Criteria

Prior to the introduction of any product of service offered by NJFINANCE Invest all prospective investors are required to register their information and meet minimum eligibility criteria.

In line with the Financial Services & Markets Act 2000 Financial Promotions order, any prospective investor MUST agree that they meet the criteria of an eligible party by agreeing to one of the following investor categories:

*Post 31st January 2024

HIGH NET WORTH INDIVIDUAL

SELF CERTIFICED SOPHISTICATED INVESTOR

Qualification of these criteria is mandatory and required in order to comply with UK law and regulation enforced by the Financial Conduct Authority (FCA) in accordance with the Conduct of Business Sourcebook (COBS).

In accordance with the updated Financial Services and Markets Act 2000 (Financial Promotion) (Amendment) (No. 2) Order 2023

Reference Link: https://www.legislation.gov.uk/ukdsi/2023/9780348253245/pdfs/ukdsi_9780348253245_en.pdf

THANK YOU FOR YOUR INTEREST

Our investment professionals will be happy to assist you with your enquiry. Please fill out the form below and a member of the team will get back to you shortly.

LEGAL AND REGULATORY INFORMATION

The information on this website provides important legal details and regulatory restrictions regarding investments, which you should read carefully. By continuing to access any page of this website, you agree to be bound by these restrictions. If you do not agree to be bound by them, you must leave the website. We are not responsible for any misrepresentations you may make in order to gain access to this website. Investments are only introduced to investors who qualify as High Net Worth Individuals or Sophisticated Investors, in compliance with the Financial Services and Markets Act (FSMA) and the FCA’s Conduct of Business Sourcebook (COBS 4.12 – Exempt parties). These investments are NOT suitable for retail investors or those with limited or no knowledge of investing in private companies. For further information, please visit: Here

By clicking “AGREE,” you confirm that you understand and meet these criteria.